-
-
Marketplace
-
Channel Resources
Articles from this Site
Latest SAS Anti-Money Laundering Release Streamlines Monitoring
Sentillion Introduces New Enterprise Security Feature
Sentrigo Adds Microsoft SQL Server Support to Hedgehog Software
Oracle Unveils New Release of Oracle Identity Manager
Linking Business Intelligence and Business Process Management
White Papers
Pragmatic Approach to Compliance Data Collation
An Enterprise Approach to Sarbanes-Oxley Compliance
Achieving CMMI Compliance
Confidence You Can "Bank On" with Enhanced Financial Data Quality
Driving Innovation and Rapid ROI in banking
Web Seminars
Books
Oracle Privacy Security Auditing: Includes Federal Law Compliance with HIPAA, Sarbanes Oxley & The Gramm Leach Bliley Act GLB
Manager's Guide to the Sarbanes-Oxley Act: Improving Internal Controls to Prevent Fraud
Information Security Harmonisation - Classification of Global Guidance
The IT Strategy Management Process
Establishing a Compliance Offfice for Sarbanes-Oxley, Other Laws...
-
Caution List Screening - Reducing False Positives
In order for a financial institution to guarantee full compliance it needs to examine every transaction that flows through the institution. This is a formidable task. Auditors, therefore, have recommended using a risk-based approach. While this is effective in targeting the riskiest items for review, many institutions using such an approach are still faced with a large number of "flagged" transactions that must be reviewed.For more information on related topics, visit the following channels:
